Rabu, 24 April 2013

Ibn Sina on Causality


The next figure of the proponent of falsafah after Al-FÉrÉbÊ was Ibn SÊnÉ (370-428/980-1037). He was the most prominent figure of Muslim peripatetic philosophers, who built an elaborate and systemic philosophy. Like al-FÉrÉbÊ, Ibn SÊnÉ’s system of philosophy can hardly be separated from Aristotle’s, yet it does not necessarily mean that Ibn SÊnÉ is merely paraphrasing Aristotle. His philosophy exhibits differences in emphases so that some modern thinkers have admitted Ibn SÊnÉ’s departure from Aristotle’s thought.[1]

However, there are some fundamental principles left without appropriation that tempted al-Ghazali and other Muslim scholars to rebuff.  In fact, Ibn SÊnÉ’s concept of causality is embedded in his concept of God. His concept of God, however, is the result of the reconciliation of the Qur’anic concept of God with the Greek philosophical principles. In his concept of causality, Ibn SÊnÉ adopted the concept of the First Cause from Greek philosophical principles, and introduced his original concept into the realm of Islamic thought the concept of Necessary Existence.[2]

Maintaining the Islamic doctrine of God unity, Ibn SÊnÉ also establishes the concept of God’s unity and simplicity. However, this concept is rather strange to Muslim belief, for unity according to him is that God’s existence and essence is one and simple in all respects.[3] Thus, God’s existence is identical with His essence, for if any being whose essence (mÉhiyah) is other than its existence; it is not the Necessary Existence. The principle is constructed to evade any causation in God’s essence that might risk the principle of unity.

Therefore, the Necessary Existence has no mÉhiyah (quiddity) other than his anniya.”[4] For if God has mÉhiyah  He belongs to a genus and would share the other genus or become a part of things in some way.

Simplicity means that God’s essence is not being composed.[5] God cannot be composed of anything, nor divided into anything. This principle is aimed to preclude the occurrence of multiplicity in God’s essence, since multiplicity could render causation in God’s essence, which is impossible. If God’s existence is necessarily uncaused, it clearly can be linked in any way to a cause. If, on the other hand, His existence is not necessarily uncaused He obviously cannot be considered as the Necessary Being. To support this doctrine Ibn SÊnÉ characterizes God with some negative notion, such as that God has no cause, neither relative, changing, multiple nor has He any associate in the existence, which is His own. [6]

Having established the concept of God, Ibn SÊnÉ explicates his concept of causality. In his argument to prove God’s Existence, he introduces his most outstanding concept of the Necessary Existent (WÉjib al-WujËd). The doctrine is related closely to the explanation of God-world relation in term of divine causation.

Ibn SÊnÉ’s doctrine of Necessary Existent (WÉjib al-WujËd) can be explicated briefly as follows: The existence of being necessary in itself is determined based on two principles: first, the chain of possible beings at any time cannot be infinite; and second, this chain cannot be necessary since it consists of possible units. Thus, it must lead to a necessary cause external to this chain - this cause being the Necessary Existent or Being who is God.[7] The Necessary Existent, being eternally prior in existence to everything and the source of the existence of everything, is said to be the First Cause.[8] There is causal dependency between the First Cause and the subsequent causes, meaning that the contingents are dependent on or exist due to something other than itself. The series of dependencies culminate in a Necessary Existent, who is One.[9] 

The above division of being into necessary existence and possible existence is made to construct the order of the natural world in emanative fashion. This is derived from one principle of being in a way that is modeled on logical derivation. The Necessary Existence is One from which the possible existence emanates. Therefore, the possible existence becomes necessary by virtue of another and the necessity of causal interaction become virtually identical with that of logical entailment. By this principle, the entire universe is linked in a necessary order with The First Cause.   

In order to avoid the resemblance between the Necessary and the possible existence he posits that the principle of the series of causes is radically different from the series itself: what in the final analysis is the cause of everything has itself no cause. This means that there are two different types of relation of being to existence. "Each being in its self (dhÉt), regardless of everything else, either necessarily possesses existence in itself, or does not. If it does, it is true by itself (haqq bi dhati-hi) and necessarily exists by itself: this is the Ever-existent"[10]

Moreover, Ibn SÊnÉ holds that God is the efficient as well as the final cause in the metaphysical realm. The efficient cause, says Ibn SÊnÉ, is a cause, which bestows existence that differs from itself.[11] Efficient causality in terms of existence itself (bi hasb al-wujËd binafsihi) means that everything, which is a cause of an existence that is different from itself becomes an efficient cause.[12] This explanation not only suggests the inclusion of the emphasis on the otherness of cause and effect, but also the separation between efficient and final causality.

In the case of God with respect to the world, the term agent (al-fÉ‘il) is not the principle of motion as Aristotle and other natural philosophers believed, but the principle and the bestower of existence. Thus, God is the efficient cause who bestows the existence of the entire creatures including the world. The final cause is the cause of the existence of other causes, and it precedes them in mind and in existence, it is the Cause of the Causes (illat al-‘ilal).[13] In this definition, Ibn SÊnÉ introduces other causes, which is the cause of the causes that ends at the final cause. In Aristotle’s theory of causality by causes, he refers to matter and form from which all material things originate.

The other principle of causation is drawn from the metaphysical argument of the al-ShifÉ’, in which it is argued that all existents other than God are in themselves only possible, meaning that in themselves they can exist or not exist. However, since such possibles do in fact exist, there must be something outside their nature that must had specified them with existence rather than with non-existence, and this is their cause.[14] Hence, the possibles must have been rendered necessarily through their causes, and thus their existence becomes necessary through their causes. This argument suggests that every contingent effect must have a cause. Given a contingent existent that may exist or may not, its existence becomes necessary through its cause, meaning that it is necessitated by its cause. In this principle the "possible being," after it is "bound" (muta‘alliq) to its cause, becomes "necessary" (wÉjib: also wÉjib al-wujËd — "necessarily-existent"). Since its necessity has an external source and it is not derived from its essence, it is "necessarily-existent-by-the-other" (wÉjib al-wujËd li-ghayri-hi). This implies that as long as the cause exists the effect must also exist, and even the effect cannot be delayed after the existence of the cause. Cause and effect coexist in time.

This argument is brought into an ontological principle, which is found in his logic. The ontological principle implies that two things may mutually imply the existence of each other, one, however, being the cause of the other and as such ontologically prior. Although the simultaneity of cause and effect belongs to Aristotle’s causal theory (Metaphysics, 1014a 20f.), the main concern of Ibn SÊnÉ is the essential efficient cause; that the essential cause does not precede the effect in time like accidental causes; and that the existence of the one can be inferred from the existence of the other.[15] The principle, which became a point of dispute among Muslims philosophers (theologians), is the consequences of the theory of natural causation that causal action proceeds as the necessary consequence of the things or the agent’s nature or essence. The application of the coexistence of cause and effect brought about the doctrine of the world eternity. For if the eternal agent produces the world by the necessity of his eternal essence, the effect, the world, must be eternal. Based on the principle of essential causality Ibn SÊnÉ affirms that the regularities in the phenomenal world are not because of accident or coincidence but due to causal natures inherent in things.[16]

As has been alluded above that in spite of following Aristotle, Ibn SÊnÉ builds up his own doctrine. While Aristotle couched his philosophy based on physical theory,[17] Ibn SÊnÉ constructs his philosophy, including his concept of God, based on the metaphysical as well as physical principles. In physical philosophy, or natural philosophy, for example, cause is regarded as efficient cause or the principle of movement, and the existence of God is demonstrated as the Prime Mover of the universe. The Prime Mover is the only principle of a series of causes and is not the cause of the perfection of every entity.

In Ibn SÊnÉ’s metaphysical philosophy, cause is not regarded as the principle of movement but the source of existence. The Necessary Existent, which is the Prime Mover, is also the cause of perfection, either as proximate, remote or efficient cause. Even though Ibn SÊnÉ’s account of four causes in his DÉnish NÉma resembles Aristotle’s Physics 194b 24 – 295b 35 and Metaphysics 1013a 24-1014b 15, he differs regarding the cause of existence. For Aristotle the cause of existence or the cause of body (material substance) is the form or the proximate cause, whereas for Ibn SÊnÉ the cause of every existent is Necessary Existent, the ultimate necessary and origin of every existent. The point that made Ibn SÊnÉ’s position differs from that of Aristotle is his conviction that the investigation of the existence of God and of His nature lies outside the scope of physics altogether and must be developed within a metaphysical framework.[18]

In consonant with his concept of God, Ibn SÊnÉ’s concept of divine causality is the adoption of the doctrine of Neo-Platonic emanation. In his voluminous al-ShifÉ’ he elaborates the emanative and ontological system that compliment and shed light on each other. The emanative system runs as follows: From God, the Necessary Being, flows, through the process of emanation, the first intellect alone. It is because from a single absolute simple entity, only one thing can emanate (al-wÉÍid lÉ yaÎduru ‘anhu illa wÉÍid). However, the nature of the first intellect is no longer absolutely simple since it is only possible and its possibility has been actualized by God. The intellect then gives rise to two entities: 1) the second intellect by virtue of the higher aspect of its being, actuality, and 2) the first and the highest sphere by virtue of the lower aspect of its being, its natural possibility. This dual emanatory process continues until we reach to the lower and tenth intellect that governs the sublunary world and is called Active Intellect, which the Muslims identify as the Angel Gabriel.

This theory of causality is related to his doctrine of intellect, in which heavens are generated by a series of intellection, each Intellect actually bestowing existence upon that which it generates. The series of intellection represented by the hierarchy of being in the whole cosmic process ends in the Pure Being from which every thing originated.

However, it should not escape our attention that besides dealing with causality in the phenomenal world or nature Ibn SÊnÉ also discusses causality in the human action, whereby man acts "by choice" or freely. According to Ibn SÊnÉ the principle of causation in both natural events and human action is this: when the cause and the recipient of the action in the natural event are present, the effect must follow. In the human action that involves technical voluntary or appetite powers, such powers exist with the recipient of their action the effect does not follow.[19]

The example given for the latter is the hand moving a key. The explanation includes an appeal to reason. If one says, “Zayd moved his hand then the key moved” our mind will admit it; but when one says “when the key moved, Zayd moved his hand” our mind will repel it, even though our mind knows that the movement is caused by the movement of Zayd’s hand. This indicates that when two movements coexist temporally, the mind assigns a priori to one and a posteriory to the other.  The mind will tell us that the existence of the first is the cause of the existence of the second. This is called ontological priority.[20] This example suggests that the cause and effect coincide in time, so that the absence of the effect gives the impression that the absence of the cause is produced by it. In such case, the cause "precedes" the effect logically, or "by essence" (taqaddum bi al-dhÉt). Logical precedence also takes place in the realm of the metaphysical principles of being that are not subject to temporal changes. Thus, the concepts of "precedence" (taqaddum) and "retardation" (ta'akhkhur) lie at the core of the doctrine of strict linear causality.

Ibn SÊnÉ’s model of causality cannot be easily imported into the realm of Islamic thought that predominantly uphold the belief that God creates the universe freely. It is because the order described by the emanation scheme contradicts the concept of God in the Qur’an Who has a pervasive power.  It is in this point that Ibn SÊnÉ got serious challenge from al-Ghazali and Fakhr al-Din al-RÉzi.




[1] Netton quoting De Boer stated that Ibn SÊnÉ’s concept of God is a ‘mis-statement’ of Greek thought,   Netton, Ian Richard, Allah Transcendent, (London: Routledge, 1989), 149. Davidson says that Ibn SÊnÉ’s concept is originally his own and has gone beyond Aristotle’s, see  Herbert A Davidson, “Avicenna’s Proof of the Existence of God as Necessarily Existent Being”, in Parviz Morewedge, Islamic Philosophy and Theology, SUNY Press, New York, Albany, 1979, 180. Goichon rightly regards Ibn SÊnÉ as shedding a flood of light on Aristotle’s text and develops Aristotle’s thought, see Goichon, A.M. “The Philosopher of Being” in Avicenna Commemoration Volume, Iran Society, Calcutta, 1956, 109;  Joseph Owen bluntly admits that “Avicenna’s fresh look at Aristotle’s notion of being is of Islamic motivation or Islamic approach”, see Joseph Owens, C.Ss.R, “The Relevance of Avicennian Neoplatonism”, in Parviz Morewedge, ed. Neoplatonism and Islamic Thought, (New York: SUNY Press, 1979), 43.
[2] Davidson regards Ibn Sina as the first philosopher who employed the concept of necessary existence to prove the existence of God. See Davidson, Herbert A, “Avicennas’s Proof of the Existence of God as a Necessarily Existent Being”, in Islamic Philosophical Theology, ed. Parviz Morewedge, (Albany: SUNY Press, 1979): p 169.
[3] Ibn Sina, al-NajÉt, 2d ed. MuÍy al-DÊn Øabri al-Kurdi, (Cairo: n.p., 1936), 264-5. Ibn Sina, Al-IshÉrÉt wa al-TanbÊhÉt, ed. SulaymÉn DunyÉ, 4 vols. vol.3, (Cairo: DÉr al-Ma‘Érif, 1958): 42-43
[4]  Ibn SÊnÉ, Al-ShifÉ’, al-lÉhiyÉt, 2 vols, vol.II, edited Muhammad YËsuf .MËsa, et al., (Cairo: U.A.R. WazÉrat al-ThaqÉfah wa al-IrshÉd al-QuwmÊ, 1960), vol.2, 344
[5]  Ibid., 347.
[6]  Ibid.,  vol.I, 37; cf. Al-IshÉrÉt,  vol., 3, 44-45.
[7] Ibn SÊnÉ, al-NajÉt, 97-101; see also al-IshÉrÉt wa al-TanbÊhÉt, translated by Sham Inati, Remark and Admonition, Part One, (Toronto: Pontifical Institute of Medieval Studies, 1984):118-28.
[8] Ibn SÊnÉ, al-ShifÉ’ vol. II, 242-3.
[9] Ibn SÊnÉ, DÉnish NÉma, trans. with critical commentary by Parviz Morewedge, in The Metaphysics of Avicena (Ibn Sina), ch. 28, (London: Routledge & Kegan Paul, 1973): 59-60.
[10]  Ibn Sina, Al-IshÉrÉt, Part. Three, 447.
[11] Ibid,,  257.
[12]  See Michael E Marmura, “The Metaphysics of Efficient Causality in Avicenna”, in Michael E Marmura Islamic Theology and Philosophy, (Albany: SUNY, 1984), 174.
[13]  Ibn Sina, Al-ShifÉ’, al-lÉhiyÉt,  vol.I, 293-4.
[14] Ibid.,  37-39
[15] Ibid., 1, 163-69
[16] Ibn SÊnÉ., Al-ShifÉ’, al-BurhÉn, (Demonstration) ed. AE.Afifi, Revised edition by I.MadhkËr, (Cairo: OGIG, 1956),  95.
[17] In his account of four causes, for example, Ibn Sina follows Aristotle’s notion of causation as it is represented in his Physics 194 b 16 –195 b 35 and his Metaphysics 1013 a 24-1014 b 15.
[18] Ibn Sina, Al-ShifÉ’, al-lÉhiyÉt,  vol.2, 257.
[19] Ibn SÊnÉ, Al-ShifÉ’, al-BurhÉn, 298.
[20] Ibn Sina also discusses this topic in his DÉnish NÉma, ch. 15, 41; For further discussion see Michael Marmura, “Avicenna on Causal Priority”, in Parviz Morewidge, Islamic Philosophy and Mysticism, (New York, Delmar,: Caravan Books, 1981): 65-83. 

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