Rabu, 24 April 2013

al-Farabi on Causality


The next prominent figure among Muslim peripatetic philosophers after al-Kindi is al-FÉrÉbÊ (257/870-339/950). Since he was well known in mastering logic[1] Ibn Khaldun (332/732-339/950) claimed that al-FÉrÉbÊ was dubbed the second teacher (al-mu‘allim al-thÉnÊ), second to Aristotle himself. Nevertheless, al-FÉrÉbÊ does not fully follow Aristotle’s philosophy; he even saw the lack of theological aspect in Aristotle metaphysics.[2]  He adopted the doctrine of emanation to fill the lacuna that had been left by Aristotle due to his failure to complete his account as part of his metaphysics.  It is from this theology or divine science that al-FÉrÉbÊ wants to set forth the causal relation between divine and natural being.[3] In the opening of his FÊ aghrÉd al-×akÊm fÊ KitÉb al-×urËf, therefore, al-FÉrÉbÊ noted that while Aristotelian metaphysics is often described as “divine science”, the text is in fact dedicated to the study of being and its principles and properties, not to study of divine as separate substance. He even observes that this point has confused many readers, expecting the entire text to be about God, the soul and the intellect and finding that these topics are all but missing save the book Lambda.[4]

In order to resolve this metaphysical discrepancy, al-FÉrÉbÊ made some modifications, the final outcome of which is a kind of philosophy that is entirely theocentric. God is placed in the central point of his metaphysics. As a result, theology becomes an important part of his metaphysics, which is at variance with Aristotle’s. Thus, al-FÉrÉbÊ’s contribution is not only to fill in the theological elements within metaphysics, but also to forge a link between the theological science of metaphysics and physics that is not clearly articulated by Aristotle himself.[5]

From among theological elements, that al-FÉrÉbÊ brought into his metaphysics is his approach to describe the nature of God. He introduces two ways: by exclusion, by which we remove from God whatever implies defect, limitation, dependence, immutability; and by pre-eminence, by which we attribute to God an infinite degree of all perfection.[6] The principle of exclusion, which seems to be like al-Kindi’s negative theology, is elaborated further in his other works where he describes  God  as simple, free from every kind of composition, physical or metaphysical.[7] God is one, because He is free from all quantitative divisions, and indivisible in substance is one in essence.[8]

From the foregoing conception of God, we notice that his concept of God’s unity seems to be the starting point to describe the God-world relation and to solve the problem of the One and the many. However, the concept of unity here is based on the principle of Greek philosophy. It is not surprising, therefore, that from his concept of God unity he adopts the doctrine of emanation, in which he clarifies the process of One into many and the generation of the universe from God. He posits that the emanation proceeds from God’s self-contemplation or thought. Here God as the First Being is depicted as having two types of thoughts, a thought of the First Cause and a thought of its own essence. By virtue of the former thought, the existence of a first intellect called the First Cause proceeds necessarily (yalzam) and by virtue of the latter, the existence of the first sphere proceeds necessarily. From the first intellect, thinking of the First Being flows forth a second intellect and sphere. From the second intellect proceed a third intellect and a sphere. The process goes on in necessary succession down to the lowest sphere, that of the moon, which is the ninth sphere. From the moon flows forth a pure intellect, called active intellect.[9] From the Tenth Intellect the prime matter flows and from the same intellect the different forms flows, which unite with the prime matter to produce bodies.[10] So the number of intellects is ten consisting of the first intellect and the nine intellects of the planets and sphere. The tenth intelligence manages the affairs of the terrestrial world.

Since, the last in order is the earth and the world of matter or the terrestrial world, which is only a series of different kinds of forms united with matter or separated from it, generation is the result of the unity of form and matter and corruption is the result of their separation. In this way, physics is fused with cosmology and the terrestrial world is subjected to the heavenly world.[11] Here it is obvious that the doctrine of emanation adapted by al-FÉrÉbÊ is purposely to explain the action of God on matter in which the intellects of the spheres are placed between God and the world. The theory of separate intellects as taught by al-FÉrÉbÊ is a mixture of Aristotelian theories on the motion of heavenly spheres (Aristotle, Metaphysics, XII, chapter 7-8) and of the neo-platonic doctrine of emanation.  

Moreover, al-FÉrÉbÊ’s depiction of the mechanics of emanation consists of six principles of Being. The first is God, the First Cause (al-Sabab al-Awwal); the second are secondary causes (al-asbÉb al-thawÉnÊ), i.e. ten intellects, together with the nine spheres; the third is the Active Intellect, which is a bridge between heaven and earth; the fourth is the soul; the fifth is form and the sixth is matter.[12] The first three principles, i.e. God, ten intellects and the Active Intellect, are spirit per se, while the last three, i.e. soul, form and matter are not bodies but only united to them. It is only the first of these principles that represents unity, while the others represent plurality in the material world.

In addition, the link between metaphysics and physical reality or God-world relation in term of causality is also to be found in al-FÉrÉbÊ’s cosmological arguments to prove God’s existence. From these cosmological arguments, al-FÉrÉbÊ came up with at least three pivotal descriptions of God: God is the immovable mover or Unmoved Mover[13]; God is Uncaused Efficient Cause[14] and God is the First Cause.[15]

Having described God as the First Cause, al-FÉrÉbÊ attempts to connect the First Cause, who is the utmost perfection, devoid of any imperfection and therefore immaterial, with the world of material and full of imperfection. The step taken to connect them is by appointing the lowest of the pure intellect, i.e., the Active Intellect and the heavenly bodies, as causes of our world.[16]  However, al-FÉrÉbÊ has different views on the manner by which the Active Intellect causes the material world. In the ÓrÉ’ and the SiyÉsah al-FÉrÉbÊ speaks only of the influence on man’s mind, whereas in the RisÉlah fi al-‘Aql the Active Intellect is said to give only forms to prime matter and specific matter.[17] In this discrepancy, we prefer to refer to his idea in his original works, the ÓrÉ’ and the SiyÉsah, according to which the heavenly bodies give both form and matter,[18] and the Active Intellect influences upon man’s mind and action, rather than the RisÉlah, which is apparently his interpretation of Aristotle’s De Anima.

As regards the origination of the prime matter, al-FÉrÉbÊ asserts that it is from motion common to all the heavenly bodies, that is the circular motion of the most perfect of them, i.e., the first heaven. The interaction between the motions specific to each of the heavenly bodies with its own particular motion and speed resulted in different forms and successions. Then he matched the perpetual change in our world through the succession of different forms with the motion of heavenly bodies, their conjunction, appearances, disappearances and others.[19] This metaphysical approach shows that account of the causation of heavenly bodies is in a hylomorphic composition.

In the second part of the SiyÉsah al-FÉrÉbÊ gives a detailed explanation that the heavenly bodies is first cause of the lower world, including the differences among nations, geographical locations, differences in flora, fauna, and human diet.[20] The exact manner of how the heavenly bodies influence the lower world, however, is explained in his Nukat, and that is by means of their light.[21] The model of physical causation of the heavenly bodies does not deal with the activities, which depends on soul, since heavenly bodies are only related to form and matter. The activities of the human soul are under the guidance of the Active Intellect,[22] on which the human intellect and imagination depend.

The mechanical causation of the heavenly bodies and that of the Active Intellect are two different causes that may contradict each other. Since the influence of the heavenly bodies is not necessarily conducive to man’s true good, its conflict with the Active Intellect would hinder the attainment of human happiness, which is the union the Active Intellect and the human intellect.

The above discussion illustrates al-FÉrÉbÊ’s system of causation of the heavenly bodies and the Active Intellect. This system philosophically solves the problem of One and many, but since his concept of God is a mixture of the Islamic and Aristotelian God, the inference becomes untenable, especially on depicting the power of God upon His creature. In the FuÎËl mabÉdi’ ÓrÉ’ Ahl al-MadÊnat al-FÉÌilah he describes God as the First Cause, who is the first cause of all beings as their ultimate agent.[23] In other words, he posits that God is the first principle or the efficient cause of the world.

However, in the SiyÉsah he holds that the first cause of the lower world is the heavenly bodies and the Active Intellect. The way the First Being causes all beings, however, is restricted by such a concept of God, who cannot directly cause the material world. God is only the first cause of motion in the universe. The assumption that the plurality of human souls is the result of the emanation of the tenth intellect implies that God is not their direct efficient cause or their Creator. In order to avoid saying that God is caused the falÉsifah placed God after the series of causation. [24] This particular concept of God is categorically rejected by the mutakallimËn, for it implies the nature of God who has no power of producing multiplicity of matters in the terrestrial world, and hence as the providence over all things, He has no power.

In addition, al-FÉrÉbÊ, following the principle of Greek philosophy, also conceded that the universe is eternal. It is because, for him, in order to make the world, God must have had materials to work upon; therefore, an eternal, uncreated matter must have been the material cause of the universe.
When people say that God created the world, they simply mean that God produced the world out of matter by clothing it with a determinate form. The world is certainly God’s work, and though it comes after Him as a world-form, yet it is equal to Him in time or eternal, insofar as He could not begin to work on it in time. The reason for this is that God is to the world exactly what cause is to its effect. Since the cause in this case is inseparable from the effect, it follows that He could not start making it in a given moment. For, if He could, that would simply imply imperfection on His part while He had been trying to achieve His goal. This, of course, is incompatible with the absolute perfection of God.[25]

The foregoing quotation clearly shows that al-FÉrÉbÊ conceded the doctrine of the eternity of the world. The doctrine of the eternity of the world and matter is grounded on the principle of inseparability or the necessity of cause and effect in the world of phenomena.  In short, al-FÉrÉbÊ was still unable to bring the Greek philosophical principle into the worldview of Islam, whereby various Greek concepts can be applied without any incongruity. Even though there were still many tasks that remained to be done, yet he has successfully paved the way for Ibn SÊnÉ to take further step of appropriating Greek philosophy.



[1] For the elaboration of his contribution to Aristotelian logic see Majid Fakhry, “Al-FÉrÉbÊ’s  contribution to the Development of Aristotelian Logic”, in Majid Fakhry, Philosophy, Dogma and The Impact of Greek Thought in Islam, (Great Britain: Variorum, 1994), III, 1—15.
[2] The most eminent work of Aristotle on metaphysics known by the Muslim is his collection of the 14 articles, called as KitÉb al-×urËf  (The Book of Letters). MadhkËr and RahmÉn suggested that Aristotle used nowhere the term ‘metaphysic; the term used by him was  “The First Philosophy” or  Theologikè  (theology). According to MadhkËr quoting Ross, Aristotle’s Metaphysics,  t, I,XXXII, the first who used the term ’metaphysics’ was Nicolas al-DimashqÊ  who took from Andronicus. See Ibn SÊnÉ, al-ShifÉ’: IlÉhiyyÉt edited by. IbrÉhÊm MadhkËr, see  editors  introduction,11; See also  M.A.Rahman Marhaban,  Min al-Falsafah al-YËnÉniyyah ilÉ al-Falsafah al-IslÉmiyyah, (Beirut: ManshËrÉt Uwaydah, 1975): 178.
[3] Druart, Th.-A. “Al-FÉrÉbÊ’s  Emanationism” in John F. Wippel (ed.) Studies in Medieval Philosophy, (Washington DC: n.p.1987), 23-43.
[4] See Dimitri Gutas, Avicenna and the Aristotelian Tradition, (Leiden: E.J.Brill, 1988), 238-42.
[5] Nasr, S.H. and O.Leaman, (ed.) History,  vol.I, 189.
[6] Al-FÉrÉbÊ, “The Knowledge of God”, as quoted by Robert  Hammond in The Philosophy of al-FÉrÉbÊand Its Influence On Medieval Thought, (New York: The Hobson Book Press, 1947), 23.
[7] Physical composition can be substantial or accidental. It is substantial if the composite substance consists of body and soul, of matter and form. Now, an infinite being cannot be a substantial composite of matter and form, because this would mean that God results from the union of finite parts which would exist before Him in time, and therefore be the cause of His being. Nor can an accidental composition be attributed to the infinite, because this would imply a capacity, which the very notion of the infinite excludes. By metaphysical composition he means composition which results from the union of two different concepts. If a metaphysical composite of  essence and existence can be applied to the  contingent being or be conceived and abstracted from actual existence, such a kind of composition is not applicable to self-existence being or infinite being in whom essence and existence is one. Therefore, there is no composition of essence and existence in God. See al-Farabi, “al-SiyÉsah al-Madaniyyah”, in RasÉ’il al-Farabi, (Heyderabad, Deccan: Majlis DÉ’irat al-Ma’Érif  al-UthmÉniyyah, 1346):  no. 6, 115-125.
[8] Al-FÉrÉbÊ, Al-SiyÉsah al-Madaniyyah, 7-8; cf. Al-FÉrÉbÊ,  al-MadÊnat al-FÉÌilah, ed. and trans. R.Walzers, al-Farabi on the Perfect State, Clarendon Press, Oxford, 1985, 5-10.
[9] Al-FÉrÉbÊ,  al-MadÊnat al-FÉÌilah, ed. and trans. R.Walzers, 100-105.
[10] There are six kinds of bodies for al-Farabi: the celestial, the rational animal, the irrational animal, the vegetal, the mineral and the four elements (air, water, fire and earth), see al-Farabi, “al-SiyÉsah al-Madaniyyah”, in RasÉ’il,  no. 6, 67-75.
[11] Al-FÉrÉbÊ,  al-MadÊnat,  trans. Walzers, ch. XVII and XVIII. 
[12] Al-FÉrÉbÊ, “al-SiyÉsah al-Madaniyyah”, in RasÉ’il al-Farabi, Majlis DÉ’irat al-Ma’Érif  al-UthmÉniyyah, Heyderabad, Deccan, 1346, no.6. 1.
[13] Ibid, no.13, 70-71
[14] Ibid, RasÉ’il, 115-125.
[15] Ibid, RasÉ’il, no.3, 66.
[16] Al-FÉrÉbÊ, al-MadÊnat,  trans Walzes, ch. XVII and XVIII, 27-30
[17] Al-FÉrÉbÊ, RisÉlah fÊ al-‘Aql, ed. by M.Bouyges, (Beirut: n.p., 1938), 29-31. English translation by A.Hyman and JJ.Walsh, entitled “The Letter Concerning the Intellect”, in Philosophy in the Middle Ages, The Christian, Islamic and Jewish Tradition, (New York: n.p.1973): 215-221.
[18] Al-FÉrÉbÊ,  al-MadÊnat, trans. Walzers,  ch. XVII, 27-28, Al-FÉrÉbÊ, SiyÉsah, 55-56.
[19] Al-FÉrÉbÊ,   al-MadÊnat,  ch. XVI and XVII, 26-28.
[20] Al-FÉrÉbÊ,   SiyÉsah, 70-71
[21] Al-FÉrÉbÊ, Nukat FÊ mÉ lÉ yaÎsiÍÍu min AhkÉm al-NujËm, ed. F.Dieterici, in al-Farabi’s Philosophische Abhandlungen, Leiden, 1890, 104-114;
[22] Al-FÉrÉbÊ, al-MadÊnat, ch. XX-XXI, 34-37.
[23] Al-FÉrÉbÊ, FuÎËl al-MadanÊ, ed. by Muhsin Mahdi, Journal of Near Eastern Studies, (Chicago) XXIII (1964), 140-143.
[24] Positing that God is the efficient cause of the world al-Farabi argues that the world is composed of beings which have a cause and this cause is the cause of another. This series of efficient causes cannot proceed to infinity. For if A were he the cause of B, B of C, C of D, and so on here A would be the cause of itself, which is impossible. Therefore, outside the series of efficient causes, there must be an uncaused efficient cause, and this is God. See al-FÉrÉbÊ, The Source of Questions, as quoted by Rev.Robert Hammond, in The Philosophy of al-Farabi, 20.
[25] Ibid, 32.

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